Client Onboarding Process
All New Clients
- Client and Advisor agree engagement particulars
- Client receives a copy of their Engagement Letter and signs via DocuSign
- Client receives invitation to collaborate on Personal Financial Planning Site and goes through entire onboarding process
- New Client Questionnaire and Privacy Notice sent
- The following documents uploaded to Financial Planning Site Secure Vault
- Completed New Client Questionnaire
- Prior Year Tax Return
- Schedule next three meetings – Not Applicable for Tax Preparation Only Clients
Financial Planning Clients
Investment Management Clients
- DocuSign forms sent for e-signature to open/transfer accounts to TD Ameritrade Institutional
- Risk Tolerance questionnaire sent
- Client receives AdvicePay link to initiate ongoing bill payment
- Budgeting worksheet sent for client completion
